Charter
The Ethics, Compliance and Audit Executive Committee (Executive Committee) provides oversight of the UCSF Ethics, Compliance and Audit programs. The Executive Committee enables accessibility to the Chancellor, escalates risks, and provides a problem-solving group to address ethics, compliance and audit concerns at the highest level. It advises management on key risks that could affect UCSF’s ability to achieve its mission, ensures that management has adequate support and resources for the implementation of effective ethics, compliance and audit programs, sets the tone from the top and assists management in developing a strong risk management and compliance culture at all levels.
The Executive Committee comprises senior leaders appointed by the Chancellor, and has oversight responsibilities that include:
- review, consider and advise on UCSF’s significant risk exposures and management steps to monitor, control and mitigate such exposures;
- monitor, assess and advise on progress of key risks, and audit & advisory and ethics & compliance management projects;
- evaluate the adequacy of resources for the ethics, compliance and audit programs, ensure adequate assignment of oversight responsibility and appropriate delegations of authority;
- advise management on evolving policies and procedures, training programs and monitoring activities;
- advise on acceptable and effective enforcement mechanisms; and
- review and provide input into the annual Audit & Advisory Services and Compliance Work Plans.
Membership
Executive Vice President, Physician Services, UCSF Health
Vice Provost, Academic Affairs
Senior Vice President & COO, UCSF Health
AVC and Chief Information Officer
Dean – Graduate Division and Vice Provost, Student Academic Affairs
Senior Vice President, Chief Compliance and Audit Officer, Office of the President, Ex-Officio
Vice Dean for Finance & Admin., School of Medicine
Executive Director, Finance and Administration, Executive Vice Chancellor & Provost Office
Senior Vice Chancellor, Finance and Administration, Co-Chair
Chief Human Resources Officer
Chief Campus Compliance Officer
Executive Vice Chancellor & Provost, Co-Chair
Associate Dean for Administration and Finance, School of Nursing
Chief Audit Officer
Vice Chancellor, Diversity and Outreach
Chief Healthcare Compliance Officer and Chief Privacy Officer
Chief Campus Counsel
Chief Ethics and Compliance Officer and Senior Associate Vice Chancellor - Research Infrastructure & Operations
Associate Dean for Administration and Chief of Staff, School of Dentistry
Associate Vice Chancellor and Controller
CFO, UCSF Health
Associate Dean, Administration and Finance, School of Pharmacy