Charter
The Ethics, Compliance and Audit Management Committee (Management Committee) serves as the “working body” for the audit, ethics and compliance programs, meeting regularly to enable coordination, prioritization, and accountability for compliance risks university-wide.
The Management Committee consists of management-level compliance risk and business operations owners appointed jointly by the Chief Ethics and Compliance Officer and the Chief Audit Officer, and is responsible for:
- keeping a pulse on changes in regulations, laws, internal and external drivers of risk and the broader ethics and compliance environment, and recommending any necessary changes to policies, procedures, change in focus in audit or compliance areas, and/or implementation of good practices to the UCSF Ethics, Compliance and Audit Executive Committee (Executive Committee);
- providing subject matter expertise in addressing specific ethics and compliance problems and/or risks to the institution, and providing alternative solutions for consideration by the Executive Committee;
- coordinating efforts toward the implementation of changes in policies and procedures, training and education programs, or ethics and compliance solutions approved by the Executive Committee;
- ensuring adequate communication and cooperation across central units, schools and departments concerning overlapping ethics, compliance and risk management requirements; and
- reviewing external and internal audit results, problem solving and advising on best solutions to challenges and obstacles identified.
Membership
Executive Director, Environment, Health and Safety (EH&S)
Operations & Training Officer, Office of Sponsored Research
Associate Dean, Financial Affairs, School of Medicine
Assistant Vice Chancellor of Business Development, Innovation and Partnerships
Director, Human Research Protection Program
Chief Campus Compliance Officer
Assistant Vice Provost, Academic Affairs
Director, Risk Management and Insurance Services
Chief Audit Officer
Chief Administrative Officer, Department of Bioengineering and Therapeutic Sciences
Chief Information Security Officer
Director of Health and Safety, School of Dentistry
Director, Labor and Employee Relations
Manager, Audit & Advisory Services
Director, Institutional Animal Care & Use Program
Chief Ethics and Compliance Officer, and Senior Associate Vice Chancellor - Research Infrastructure & Operations
Associate Vice Chancellor and Chief Procurement Officer, Supply Chain Management
Associate Vice Chancellor, Equal Employment Opportunity & Title IX Officer, Office for the Prevention of Harassment and Discrimination
Associate Vice Chancellor and Controller
Assistant Dean for Student Services, School of Nursing